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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-10 |
| NY | RA | APPROVED | 2021-07-27 |
| VA | RA | APPROVED | 2008-01-01 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
INACTIVE CPA LICENSE, NOT INVESTMENT RELATED. TRUSTEE FOR PARENTS; INVESTMENT RELATED; MERRICK, NY; START DATE 5/2000; 0 HRS PER MONTH. CO-EXECUTOR FOR MOTHER IN LAW, INVT RELATED, WESTBURY, NY, START DATE 12/11/2023, 1 HR PER MONTH AND 0 HRS DURING TRADING. FAMILY REVOCABLE TRUST OF PARENTS; INV RELATED;MASSAPEQUA PARK,NY; TRUSTEE FOR MY PARENTS REVOCABLE TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 06/22/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; POWER OF ATTORNEY -SELF; INV RELATED;MASSAPEQUA PARK ,NY; HELP MANAGE FAMILY ACCOUNTS; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 08/05/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; RONALD NADELL; INV RELATED;MASSAPEQUA PARK,NY; EXECUTOR AND THEN TRUSTEE; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 8/14/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-15 |
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