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Anthony George Priore

Wells Fargo Clearing Services, LLC

Fort Lauderdale, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-20
FL RA APPROVED 2009-04-03
  • TX RA
    APPROVED_RES
    Since 2019-03-20
  • FL RA
    APPROVED
    Since 2009-04-03

Branch Locations

350 E Las Olas Blvd 19Th Fl [D3/F7-Rbo], Fort Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Plantation FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Plantation FL 11/2016 Present
Previous Registrations
  • 2004-10-20 → 2009-03-30
    Banc Of America Investment Services, Inc.
    Weston, FL
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
  • 2004-05-21 → 2004-10-20
    Quick & Reilly, Inc.
    Ft Lauderdale , FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-19
S63 Uniform Securities Agent State Law Examination 1998-06-09
  • S65 Uniform Investment Adviser Law Examination
    1998-06-19
  • S63 Uniform Securities Agent State Law Examination
    1998-06-09
Other Names
  • Tony Priore

View on SEC IAPD

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