Stephen Clyburn West

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Columbia, SC
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Columbia, SC

Previous Registrations

• 2009-06-01 → 2011-08-04
  Morgan Stanley
  Columbia, SC
• 2003-11-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Columbia, SC
  Columbia, SC

Other Businesses

Board of Directors; Columbia Capital Rotary Club Board; Programs Chair; PO Box 11946, , Columbia, SC, 29211; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Christian Youth Basketball League; Referee - Youth Basketball Referee; ; 1324 Marion St, , Columbia, SC, 29201; Not Investment-Related; 12/14/2019; 1 to 9 hours per month; 0 during trading hours / Palmetto Baseball League; Umpire - Umpire little league baseball games; ; PO Box 50502, , Columbia, SC, 29250; Not Investment-Related; 09/27/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1998-05-01

Other Names

• Stephen Clyburn (Iii) West
• Stephen West