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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-12 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
90 Park Ave 18Th Floor, New York, NY 10016 • United States
Pennington, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lenox Advisors | New York | NY | 06/2007 | Present |
| Mass Mutual Life Insurance Company | New York | NY | 06/2007 | Present |
| Mml Investors Services, Llc | New York | NY | 08/2007 | Present |
1) NAME: STEPHEN SELIGMAN / LENOX ADVISORS, INC INV REL:Y, ADDR: 90 PARK AVENUE 18TH FLOOR NEW YORK NY 10016 NATURE:OUTSIDE INSURANCE; LIFE, DISABILITY, LONG TERM CARE, GROUP BENEFITS/HEALTH INSURANCE, POSITION:BROKER, START:2/28/2011, NO HR/MO:10 NO HR/MO DUR TRADING:8 DUTIES:SALES AND SERVICE OF OUTSIDE INSURANCE PRODUCTS. 2) NAME: STEPHEN SELIGMAN INV REL: Y ADD: POCONO PINES PA 18350 NATURE: RENTAL VACATION HOME POSITION: OWNER START DATE: 10/01/2017 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MANAGE RENTAL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-27 |
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