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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-19
NY RA APPROVED 2021-05-25
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Tuckahoe, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 08/2006 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 08/2006 Present
Other Businesses

AES CRESTWOOD FOUNDATION POSITION: Board NATURE: The AES Crestwood Foundation, Inc., a 501(C)(3) charitable organization, was created to ensure that Annunciation School will always be able to continue its mission of educating students in a Catholic education of excellence. The goals of The Foundation are to provide funds to sustain and expand existing programs, create innovative new initiatives, support the professional development of the faculty and staff, keep tuition affordable, and provide support for the school in future years to ensure its continued growth. At the close of each academic year, the school presents a grant proposal of new initiatives to The AES Crestwood Foundation's Board of Directors, who thoughtfully evaluates each proposal and determines which initiatives to fund. Our Board of Directors, composed of parishioners and alumni from across the decades, ensures that donations to the Foundation are strategically utilized to ensure that Annunciation School remains one of the premier providers of Catholic education in Westchester County INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2018 ADDRESS: 470 Westchester Ave, Crestwood NY 10707, United States DESCRIPTION: Advisor-Finance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-01
  • S66 Uniform Combined State Law Examination
    2005-11-01

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