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First Citizens Investor Services, Inc. CRD 44430
$2.63B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-12 |
Branch Locations
11 West 42Nd Street, New York, NY 10036 • United States
53 State St 28Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2009 | 08/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2009 | 08/2023 |
| First Citizens Investor Services | Raleigh | NC | 06/2026 | Present |
| First Citizens Bank | New York | NY | 06/2026 | Present |
| Unemployed | White Plains | NY | 09/2023 | 04/2024 |
| Habitat For Humanity Nyc And Westchester | New York | NY | 05/2024 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-21 |
| S66 | Uniform Combined State Law Examination | 2003-06-13 |
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