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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-20 |
| OH | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | Present |
| Osaic Wealth, Inc. | Parma | OH | 09/2023 | Present |
1)CB TAX & ACCOUNTING POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2008 ADDRESS: 1185 Rockside Rd., Parma OH 44134, United States DESCRIPTION: Owner of Accounting,Tax Prep& Bookkeeping firm 2)JOSEPH J SCOULOUKAS - NOTARY PUBLIC POSITION: Notary Public NATURE: Notarizing Documents for client and or the regular public as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/05/2001 ADDRESS: 1185 Rockside Rd., Parma OH 44134, United States DESCRIPTION: Notarizing Documents for client and or the regular public as needed. 3)JOSEPH J SCOULOUKAS - INSURANCE LICENSE POSITION: Registered Representative NATURE: I have my insurance license for the sole purpose of being able to sell and service variable, fixed and fixed equity indexed annuities. I do not sell individual life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1999 ADDRESS: 1185 Rockside Rd., Parma OH 44134, United States DESCRIPTION: I have my insurance license for the sole purpose of being able to sell and service variable, fixed and fixed equity indexed annuities. I do not sell individual life insurance. 4) SCOULOUKAS PROPERTIES S CORP POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/15/2017 ADDRESS: 1185 Rockside Rd., Parma OH 44134, United States DESCRIPTION: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-06 |
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