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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-21
  • NY RA
    APPROVED
    Since 2022-06-21

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Cwm Retail, Sales 1065 Sixth Ave, New York, NY 10018 • United States

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 05/2022
Citigroup New York NY 06/2022 Present
Previous Registrations
  • 2012-10-01 → 2022-06-16
    New York, NY
    New York, NY
  • 2008-02-15 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Bronx, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-30
S63 Uniform Securities Agent State Law Examination 1998-07-07
  • S65 Uniform Investment Adviser Law Examination
    2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    1998-07-07
Other Names
  • Edward J Schneider
  • Edward John Schneider

View on SEC IAPD

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