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Current Employers
Polen Capital Management, Llc

1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-08
TX RA APPROVED_RES 2016-01-21
  • FL RA
    APPROVED
    Since 2025-10-08
  • TX RA
    APPROVED_RES
    Since 2016-01-21

Branch Locations

1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Polen Capital Management, Llc Boca Raton FL 07/2005 Present
Foreside Funds Distributors Llc Boca Raton FL 06/2011 Present
Previous Registrations
Other Businesses

1) POLEN CAPITAL MANAGEMENT LLC, BOCA RATON, FL; INVESTMENT RELATED; Senior Regional Director; 160 HOURS PER MONTH, ALL DURING SECURITY TRADING HOURS. 2) IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF POLEN CAPITAL MANAGEMENT, LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FUNDS DISTRIBUTORS LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FUNDS DISTRIBUTORS LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-12
  • S66 Uniform Combined State Law Examination
    2011-08-12

View on SEC IAPD

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