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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-11-07
TX RA APPROVED_RES 2013-08-01
NJ RA APPROVED 2013-07-26
NC RA APPROVED 2013-07-23
DC RA APPROVED 2013-07-15
OH RA APPROVED 2013-07-15
MD RA APPROVED 2013-06-14
  • DE RA
    APPROVED
    Since 2022-11-07
  • TX RA
    APPROVED_RES
    Since 2013-08-01
  • NJ RA
    APPROVED
    Since 2013-07-26
  • NC RA
    APPROVED
    Since 2013-07-23
  • DC RA
    APPROVED
    Since 2013-07-15
  • OH RA
    APPROVED
    Since 2013-07-15
  • MD RA
    APPROVED
    Since 2013-06-14

Branch Locations

15 E. Main Street Suite 218, Westminster, MD 21157 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 06/2013 Present
Previous Registrations
  • 2009-06-01 → 2013-07-08
    Westminster, MD
    Baltimore, MD
  • 2006-02-21 → 2009-06-01
    Westminster, MD
    New York, NY
    Westminster, MD
  • 1998-05-19 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Westminster, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-02
  • S66 Uniform Combined State Law Examination
    1998-04-02

View on SEC IAPD

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