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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-24
TX RA APPROVED 2011-05-26
  • LA RA
    APPROVED
    Since 2015-07-24
  • TX RA
    APPROVED
    Since 2011-05-26

Branch Locations

3909 Ambassador Caffery Pkwy Ste I, Lafayette, LA 70503 • United States

Lafayette, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lafayette LA 09/2005 03/2020
Ameriprise Financial Service, Llc Lafayette LA 02/1998 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Lafayette, LA
  • 02/1998 → Present
    Ameriprise Financial Service, Llc
    Lafayette, LA
Other Businesses

Business Ownership; BR Squared LLC; Manager - process personal payroll.; Created for personal payroll.; 3909 Ambassador Caffery Pkwy - Suite I, , Lafayette, LA, 70503; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / Execute Goals, LLC; Member/Owner; Entity used for staff payroll and business expenses.; 3909 Ambassador Caffery Pkwy - Suite I, , Lafayette, LA, 70503; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; BR Squared LLC; Owner/Manager - Entity used to process personal payroll from my Ameriprise Financial Advisory Practice.; ; 3909 Ambassador Caffery Pkwy - Suite I, , Lafayette, LA, 70503; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / Execute Goals, LLC; Member/Owner - Entity set up to pay staff and business expenses; ; 3909 Ambassador Caffery Pkwy - Suite I, , Lafayette, LA, 70503; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Chef Broussard; cooking website; 206 Trailwood Dr Lafayette,La 70503, ,; Not Investment-Related; 10/15/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-09
  • S66 Uniform Combined State Law Examination
    2001-08-09

View on SEC IAPD

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