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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-21 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 05/2010 | 11/2019 |
| J.P. Morgan Securities Llc | New York | NY | 11/2021 | 09/2022 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 11/2021 | 09/2022 |
| Hsbc | New York | NY | 05/2010 | 11/2019 |
| Unemployed | New York | NY | 11/2019 | 10/2021 |
| Wells Fargo Clearing Services, Llc | New York | NY | 09/2022 | Present |
YESSPIRAL, LLC, NOT INVT RELATED, NEW YORK, NY, 100% OWNERSHIP, START DATE 10/10/2022, 8 HRS PER MONTH, 0 HRS DURING TRADING, TAROT READER AND CONSULTANT. | NEW MOON LIFE DESIGN: MANIFEST THE LIFE YOU WANT USING LUNAR CYCLES, TAROT, AND ASTROLOGY; NOT INV RELATED; NEWBURYPORT, MA; AUTHOR; 04/2026; 24 HOURS PER MONTH; 0 DURING TRADING; REFERENCE BOOK FOR PERSONAL DEVELOPMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-21 |
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