Joseph Gerard Grimaldi

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2015-06-02

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2015-06-02

Branch Locations

1585 Broadway Capital Markets, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	11/2014	Present

11/2014 → Present

Morgan Stanley

New York, NY

Other Businesses

*381076 - JG216 Holdings LLC; Investment related; Albany,NY; Residential Real Estate Investements; Sole Owner/Managing Member (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 1.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-30
S63	Uniform Securities Agent State Law Examination	1998-03-09

S66 Uniform Combined State Law Examination

2015-05-30
S63 Uniform Securities Agent State Law Examination

1998-03-09

Other Names

Joseph G Grimaldi

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

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