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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-09-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Baytown | TX | 09/2002 | Present |
1. 9/30/2002 - GOOSE CREEK FINANCIAL MANAGEMENT - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 10/15/2002 - NON-VARIABLE INSURANCE - INSURANCE - BAYTOWN, TX. 3. 12/20/2007 - NO BUSINESS NAME - INV REL - ACT IN A FIDUCIARY CAPACITY - NO TIME SPENT - PATRICIA M. HOPPER - EXECUTOR / POWER OF ATTORNEY 4. 6/21/2013 - TAX PREP/ACCOUNTING/BOOKKEEPING - C. CLEET HOPPER & CO., INC. - ACCOUNTING SERVICES AND TAX RETURN PREPARATION. - TIME SPENT 5%. 5. 01/09/2014 - GOOSE CREEK FINANCIAL - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 6. 8/8/2018 - Hopper Farms - Not Investment Related - 623 Apache Ranch Rd. Lovelady, TX 75851 - Other-Reps Business - Land Owner - Start Date: 08/01/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Sell hay.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-07 |
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