Benjamin Benzaken

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2005-01-19 → 2009-10-29
  Bancwest Investment Services, Inc.
  Eleele, HI
  Lihue, HI
  Honolulu, HI
  Honolulu, HI
  Koloa, HI
  Waimea, HI
  Lihue, HI
  Kapaa, HI
  Honolulu, HI
  Princeville, HI
  Eleele, HI

Other Businesses

1.11/11/2009; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Benzaken Investment Group; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.05/18/2015; none; Other - Hawaii Director of Self defense Krav-Maga; Not Investment Related; ; Start Date 05/15/2015; 4hrs/mth; 0hrs during trading 3.10/17/2022; BenZaken Investment Group; Real Estate Rental; Investment Related; The apartment address is 3411 Wilcox Rd apt 99,Lihue; Start Date 06/01/2021; 1hrs/mth; 0hrs during trading 4.06/15/2023; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/12/2023; 1hrs/mth; 0hrs during trading 5.05/05/2026; BenZaken Investment Group; Real Estate Rental; Investment Related; Lihue,HI; Start Date 07/18/2025; 0hrs/mth; 0hrs during trading 6.05/07/2026; B.I.G Financial Education; Author; Investment Related; Honolulu,HI; Start Date 05/06/2026; 8hrs/mth; 0hrs during trading 7.08/10/2026; Benzaken Investment Group; Real Estate Rental; Investment Related; Lihue,HI; Start Date 08/15/2026; 1hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-18
• S63 Uniform Securities Agent State Law Examination
  1998-06-23