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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • IL RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Oak Park, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Oak Brook IL 04/2007 Present
Morgan Stanley Smith Barney Oak Brook IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Oak Brook, IL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Oak Brook, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Oak Brook, IL
  • 2002-06-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oak Brook, IL
    Oak Brook, IL
Other Businesses

1.DDGEE LLC- RESIDENTIAL REAL ESTATE HOLDINGS; NON INVESTMENT RELATED; 235 S OAK PARK DRIVE, OAK PARK IL; MANAGING MEMBER; 15 HOURS PER MONTH; 0 DURING SECURITIES TRADING HOURS; SELECTION OF PROPERTIES FOR PURHASE AND HIRING AND OVERSEEING A PROPERTY MANAGEMENT COMPANY WHO WILL HANDLE DAY TO DAY OPERATIONS. 2.RENTAL PROPERTY; INVESTMENT RELATED; OAK PARK/IL; REAL ESTATE; TITLE: CO-OWNER; START DATE: 05/2012; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 10.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-26
S65 Uniform Investment Adviser Law Examination 1998-03-26
  • S63 Uniform Securities Agent State Law Examination
    1998-03-26
  • S65 Uniform Investment Adviser Law Examination
    1998-03-26
Other Names
  • Douglas Gee

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