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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-06-17
NJ RA APPROVED 2021-05-06
  • PA RA
    APPROVED
    Since 2022-06-17
  • NJ RA
    APPROVED
    Since 2021-05-06

Branch Locations

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

Easton, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Bedminster NJ 09/2010 Present
  • 09/2010 → Present
    Ubs Financial Services
    Bedminster, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-05
  • S66 Uniform Combined State Law Examination
    2021-05-05
Other Names
  • Christopher Jacob Reicen

View on SEC IAPD

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