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David Lee Spence

New York Life Investment Management LLC

New York, NY

Bloomfield Hills, MI

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-09-28
  • MI RA
    APPROVED
    Since 2011-09-28

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Bloomfield Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Bloomfield Hills MI 12/2010 Present
  • 12/2010 → Present
    New York Life Insurance Company
    Bloomfield Hills, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-03
S63 Uniform Securities Agent State Law Examination 1998-04-13
  • S66 Uniform Combined State Law Examination
    2004-11-03
  • S63 Uniform Securities Agent State Law Examination
    1998-04-13

View on SEC IAPD

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