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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-21 |
Branch Locations
500 Stanton Christiana Rd, Newark, DE 19713 • United States
600 Travis St Floor 09, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 08/2026 | Present |
| Ubs Financial Services Inc | Houston | TX | 08/2022 | 08/2026 |
| J.P. Morgan Securities Llc | Houston | TX | 09/2019 | 08/2022 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 08/2019 | 08/2022 |
| Unemployed | Houston | TX | 06/2019 | 08/2019 |
| J.P. Morgan Securities Llc | Houston | TX | 09/2011 | 05/2019 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 09/2011 | 05/2019 |
NAME OF OTHER BUSINESS:Self Employed Author IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Houstton,TX,77059,USA NATURE OF OTHER BUSINESS:Write Science Fiction and Fantasy novels YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2020-01-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:30 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Author of Science Fiction and Fantasy novels IS THIS A RESIDENTIAL ADDRESS?:Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-16 |
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