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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-22
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2014-03-04
  • CA RA
    APPROVED
    Since 2021-12-22
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2014-03-04

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York University New York NY 07/2001 Present
Morgan Stanley Smith Barney New York NY 06/2009 Present
  • 07/2001 → Present
    New York University
    New York, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New York, NY
Other Businesses

JAWS LLC,NY 10506-1018-LLC FOR A RENTAL PROPERTY IN VAIL, CO- PARTNER-OVERSEE THE MAINTENANCE AND MANAGEMENT OF A CONDOMINIUM IN VAIL, CO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-06
S63 Uniform Securities Agent State Law Examination 1998-03-23
  • S65 Uniform Investment Adviser Law Examination
    2003-11-06
  • S63 Uniform Securities Agent State Law Examination
    1998-03-23
Other Names
  • Alexander Foreley Hoerle
  • Alexander Feneley Hoerle

View on SEC IAPD

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