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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-22 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2014-03-04 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York University | New York | NY | 07/2001 | Present |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
JAWS LLC,NY 10506-1018-LLC FOR A RENTAL PROPERTY IN VAIL, CO- PARTNER-OVERSEE THE MAINTENANCE AND MANAGEMENT OF A CONDOMINIUM IN VAIL, CO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-23 |
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