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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-23 |
| LA | RA | APPROVED | 2016-03-17 |
| AZ | RA | APPROVED | 2015-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Prescott | AZ | 06/2015 | Present |
| Stratos Wealth Partners, Ltd | Prescott | AZ | 06/2015 | Present |
1. 06/19/2015 - STRATOS WEALTH PARTNERS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 8/1/2015 2. 6/19/2015 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 7/9/2015 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 8/2015 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 8/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/08/2016 * Woods Financial LLC * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 06/19/2015 * 2 HRS/MO NOT DURING SECS TRDG HRS. 5. 3/1/2019 - GWP Holdings LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Partner - Started 01/18/2019 - 1 Hour Per Month/0 Hours During Securities Trading - LLC established for purchasing commercial real estate. 6. 02/26/2025 - MICHAEL WOODS - Not Investment Related - Outside/W-2 Employment - New York. - Start Date:03/23/2025 - 20 Hrs/Mth - 0 Hrs During Trading. 7. 04/04/2025 - Granite Wealth Partners - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - start date:07/13/2015 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-27 |
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