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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-12
MO RA APPROVED 2014-01-21
  • TX RA
    APPROVED
    Since 2023-01-12
  • MO RA
    APPROVED
    Since 2014-01-21

Branch Locations

704 North Westwood Blvd, Poplar Bluff, MO 63901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Midwest Bank Of Poplar Bluff Poplar Bluff MO 01/2000 Present
Cetera Investment Services Llc St Cloud MN 01/2000 Present
Cetera Investment Advisers Llc Poplar Bluff MO 01/2014 Present
  • 01/2000 → Present
    First Midwest Bank Of Poplar Bluff
    Poplar Bluff, MO
  • 01/2000 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2014 → Present
    Poplar Bluff, MO
Other Businesses

1. DEACON FOR ROMAN CATHOLIC DIOCESE OF SPRINGFIELD - CAPE GIRARDEAU (MISSOURI), 4-5/HRS/WK;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-11
S63 Uniform Securities Agent State Law Examination 1998-02-19
  • S65 Uniform Investment Adviser Law Examination
    2001-09-11
  • S63 Uniform Securities Agent State Law Examination
    1998-02-19
Designations

View on SEC IAPD

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