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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-12 |
| MO | RA | APPROVED | 2014-01-21 |
Branch Locations
704 North Westwood Blvd, Poplar Bluff, MO 63901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Midwest Bank Of Poplar Bluff | Poplar Bluff | MO | 01/2000 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 01/2000 | Present |
| Cetera Investment Advisers Llc | Poplar Bluff | MO | 01/2014 | Present |
1. DEACON FOR ROMAN CATHOLIC DIOCESE OF SPRINGFIELD - CAPE GIRARDEAU (MISSOURI), 4-5/HRS/WK;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-19 |
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