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Creg Fountain Matthews

Wells Fargo Clearing Services, LLC

Roanoke, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-09-14
VA RA APPROVED 2012-09-12
  • TX RA
    APPROVED
    Since 2012-09-14
  • VA RA
    APPROVED
    Since 2012-09-12

Branch Locations

10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roanoke VA 09/2012 11/2016
Wells Fargo Clearing Services, Llc Roanoke VA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2012-09-21
    Morgan Stanley
    Roanoke, VA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Roanoke, VA
  • 1998-05-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Roanoke, VA
    Roanoke, VA
Other Businesses

POWER OF ATTORNEY FOR SHIRLEY MATTHEWS; INV RELATED; ROCKY MOUNT, VA; POA, START DATE 02/17/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-12
S63 Uniform Securities Agent State Law Examination 1998-02-04
  • S65 Uniform Investment Adviser Law Examination
    1998-02-12
  • S63 Uniform Securities Agent State Law Examination
    1998-02-04
Designations

View on SEC IAPD

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LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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