Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-02-10
  • MN RA
    APPROVED
    Since 2015-02-10

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Wayzata MN 01/2015 Present
Previous Registrations
Other Businesses

1)Notary, State of Minnesota / 16139 Harvard Drive Lakeville,MN 55044 / No/ Non Profit / USD / No / No / / Start Date 08/29/1986 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-10
  • S66 Uniform Combined State Law Examination
    2003-02-10
Other Names
  • Janice Marie Helfrich

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wayzata, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor