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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1138 N Alma School Rd, Mesa, AZ 85201 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| AZ | RA | APPROVED | 2006-07-20 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Galloway Asset Management Llc | Mesa | AZ | 06/2006 | 08/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2014 | 08/2025 |
| Galloway Asset Management, Llc | Mesa | AZ | 10/2023 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
1) MCTLR INC . 1138 N. ALMA SCHOOL ROAD, STE. 201 MESA, AZ 85201. BEGAN 1/09 AS PRESIDENT FOR CORP. A FAMILY LLC FOR TAX PURPOSES. 2) GALLOWAY ASSET MANAGEMENT, LLC DBA PUBLIC SAFETY FINANCIAL, RIA, 1138 N. ALMA SCHOOL ROAD, STE. 201 MESA, AZ 85201 6/2006-PRESENT, CEO 3) Public Safety Financial Insurance-1138 N Alma School Rd, Suite 201, Mesa, AZ 85201-Insurance Agency-CEO-2 hrs/mth-2 during trading hrs-Public safety financial insurance dba for Mctlr Inc. agency that will sign agreements with insurance products geared toward primarily public safety.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-26 |
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