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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-12-16 |
Branch Locations
240 Greenwich Street, New York, NY 10286 • United States
500 Ross Street, Pittsburgh, PA 15262 • United States
Wexford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anthem Securities, Inc. | Moon Township | PA | 06/2009 | 08/2020 |
| Atlas Resources, Llc | Pittsburgh | PA | 05/2011 | 03/2021 |
| H. Beck, Inc. | Rockville | MD | 08/2020 | 02/2021 |
| Citizens Securities, Inc | Westwood | MA | 03/2021 | 04/2021 |
| Citizens Bank | Pittsburgh | PA | 03/2021 | 04/2021 |
| Mid Atlantic Capital Corporation | Pittsburgh | PA | 04/2021 | 12/2021 |
| Mid Atlantic Financial Management | Pittsburgh | PA | 04/2021 | 12/2021 |
| Goss Advisors | New Orleans | LA | 11/2021 | 12/2021 |
| Bny Mellon Securities Corporation | Pittsburgh | PA | 12/2021 | Present |
| Pershing Llc | Pittsburgh | PA | 07/2024 | Present |
[1] Employee at whole foods (grocery store) located at Perry Highway Wexford PA 15090. Working for 12 hours per month since August 2023, no hours devoted to this outside business during securities trading hours. [2] Compliance Officer of BNY Advisor, marketing compliance reviewing marketing material, located at 500 Ross Street, Pittsburgh, PA 15262. Working for 135 hours per month since June 2025, 135 hours per month devoted to business during securities trading hours. [3] Employee of Solid Core, Pilates Studio located at 1005 Wexford Plaza Drive Wexford PA 15090. Working for 30 hours per month since February 2026, no specific hours devoted to business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-07-09 |
| S66 | Uniform Combined State Law Examination | 2003-06-18 |
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