Michael Roman Kuziw

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 04/2018
  Lenox Advisors, Inc
  New York, NY
• 02/2005 → 04/2018
  Mml Investors Services Inc
  New York, NY
• 02/2005 → 04/2018
  Mass Mutual
  New York, NY
• 04/2018 → 05/2022
  Wealthspire / Lenox Wealth Advisors, Llc
  New York, NY
• 05/2022 → Present
  Jpmorgan Chase Bank, Na.
  New York, NY
• 05/2022 → Present
  J.P. Morgan Securities Llc
  New York, NY

Previous Registrations

• 2021-09-01 → 2022-05-27
  Wealthspire Advisors
  New York, NY
• 2011-07-12 → 2018-09-05
  Lenox Advisors, Inc.
  New York, NY
• 2015-01-27 → 2018-08-02
  Mml Investors Services, Llc
  New York, NY
  Los Angeles, CA
  New York, NY
  Pleasant Hill, CA
  Los Angeles, CA

Other Businesses

Entity Name: Pacaso Real Estate Company Investment related: No "Address: Regulation A capital raise for Pacaso Real Estate Firm. 447 Sutter Street STE 405 PMB 250 San Francisco, CA 94108 www.invest.pacaso.com " Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/28/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Pacaso is a real estate firm that sells vacation homes this is a Reg A offering to invest in the company. I will have no responsibilities at the company, just investing."

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-07-07
• S65 Uniform Investment Adviser Law Examination
  2006-05-10
• S66 Uniform Combined State Law Examination
  2001-05-10

Other Names

• Mike Kuziw