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Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-04-29
  • NC RA
    APPROVED
    Since 2016-04-29

Branch Locations

703 W South Main St Ste A, Waxhaw, NC 28173-6919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Northbrook IL 11/2015 Present
Allstate Financial Services, Llc Lincoln NE 04/2016 Present
Allstate Financial Advisors, Llc Lincoln NE 04/2016 Present
James Ashford Agency Waxhaw NC 06/2022 Present
  • 11/2015 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 04/2016 → Present
    Allstate Financial Services, Llc
    Lincoln, NE
  • 04/2016 → Present
    Lincoln, NE
  • 06/2022 → Present
    James Ashford Agency
    Waxhaw, NC
Previous Registrations
  • 2013-09-16 → 2015-07-31
    Investment Professionals, Inc.
    San Antonio, TX
    Gurnee, IL
  • 2012-08-10 → 2013-07-01
    Burr Ridge, IL
  • 2011-07-29 → 2012-07-25
    Milwaukee, WI
    Schaumburg, IL
    Menomonee Falls, WI
    Huntley, IL
  • 2009-11-13 → 2011-07-29
    Hoffman Estates, IL
    Glen Ellyn, IL
    Wheaton, IL
    Carol Streem, IL
    Schaumburg, IL
    Schaumburg, IL
    Wheaton, IL
    Elk Grove Village, IL
    Glen Ellyn, IL
    Wheaton, IL
    Carol Streem, IL
  • 2008-07-18 → 2009-11-13
    Natcity Investments, Inc.
    Wheaton, IL
    Wheaton, IL
    Glen Ellyn, IL
    Carol Streem, IL
    Wheaton, IL
    Elk Grove Village, IL
    Schaumburg, IL
    Schaumburg, IL
  • 2006-04-24 → 2008-04-04
    Msi Financial Services, Inc.
    Buffalo Grove, IL
    Itasca, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-20
S63 Uniform Securities Agent State Law Examination 2001-08-06
  • S65 Uniform Investment Adviser Law Examination
    2006-04-20
  • S63 Uniform Securities Agent State Law Examination
    2001-08-06

View on SEC IAPD

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