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Geneva K Rougeou

Morgan Stanley

Mandeville, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
MS RA APPROVED 2015-06-18
LA RA APPROVED 2010-11-05
OK RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • MS RA
    APPROVED
    Since 2015-06-18
  • LA RA
    APPROVED
    Since 2010-11-05
  • OK RA
    APPROVED
    Since 2009-06-01

Branch Locations

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Lafayette LA 12/1997 Present
Morgan Stanley Smith Barney Lafayette LA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/1997 → Present
    Citigroup Global Markets Inc.
    Lafayette, LA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Lafayette, LA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. ROUGEOU PROPERTIES, LLC; MANAGER/MEMBER; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 02/2014 2. Taylor Lauryn; Covington/ Mandeville; Not Investment related; Seed Money; 05/2017; During Business hours 0, After business hours 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-26
S63 Uniform Securities Agent State Law Examination 1998-03-27
  • S65 Uniform Investment Adviser Law Examination
    1998-05-26
  • S63 Uniform Securities Agent State Law Examination
    1998-03-27
Other Names
  • Geneva Kris Dugas

View on SEC IAPD

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Other Investors

JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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