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Ben Leon Jennings

Soundview Advisors

Olympia, WA

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Current Employers
Soundview Advisors

1441 West Bay Drive Suite 201, Olympia, WA 98502 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-29
WA RA APPROVED 2010-03-29
  • AZ RA
    APPROVED
    Since 2025-01-29
  • WA RA
    APPROVED
    Since 2010-03-29

Branch Locations

1441 West Bay Drive Suite 201, Olympia, WA 98502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Soundview Advisors, Ps Olympia WA 01/2010 Present
  • 01/2010 → Present
    Soundview Advisors, Ps
    Olympia, WA
Previous Registrations
  • 2005-02-21 → 2010-01-23
    Navigator Financial Planning, Inc.
    Lakewood, WA
  • 2002-04-12 → 2003-06-09
    Choreo, Llc
    Tacoma, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-09-13
S65 Uniform Investment Adviser Law Examination 1998-01-09
  • S63 Uniform Securities Agent State Law Examination
    2002-09-13
  • S65 Uniform Investment Adviser Law Examination
    1998-01-09
Designations

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Olympia, WA
&PARTNERS · Olympia, WA
TRINITY CAPITAL MANAGEMENT, LLC · Olympia, WA
BYRNE & COMPANY WEALTH MANAGEMENT, LLC · OLYMPIA, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OLYMPIA, WA
LPL FINANCIAL LLC · OLYMPIA, WA
GK CAPITAL PARTNERS · OLYMPIA, WA
EDWARD JONES · OLYMPIA, WA

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