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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| NJ | RA | APPROVED | 2023-09-05 |
Branch Locations
Harborside 2 200 Hudson Street, Suite 501, Jersey City, NJ 07311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Jersey City | NJ | 03/2016 | Present |
| Morgan Stanley | Jersey City | NJ | 03/2023 | Present |
| Morgan Stanley | Jersey City | NJ | 09/2023 | Present |
| Morgan Stanley | Jersey City | NJ | 09/2023 | Present |
Rental #1 1.no business name, held in our names 2.business is not investment related 3. 73 Lower Notch Road, Little Falls, NJ 4. My wife and I are landlords and equally own and manage two small rental properties 5. owners 6. Began renting the property in December 1996 7. I spend about 3 hours per month 8. I don't devote any hours during securities trading hours because my wife manages when I'm working at the office. 9. Service and maintain property, collect rents Rental #2 1.no business name, held in our names 2.business is not investment related 3. 48 Providence Ave, Woodland Park, NJ 4. My wife and I are landlords and equally own and manage two small rental properties 5. owners 6. Began renting the property in December 2000 7. I spend about 3 hours per month 8. I don't devote any hours during securities trading hours because my wife manages when I'm working at the office. 9. Service and maintain property, collect rents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-11 |
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