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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2011-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 01/1998 | Present |
| Northwestern Mutual Investment Services, Llc | New York | NY | 08/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, EHJ CONSULTING, INC., START DATE: 11/17/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, PROVIDE CONSULTING TO NORTHWESTERN MUTUAL REPRESENTATIVES REGARDING CONTRACT CHANGES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-28 |
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