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26200 American Drive Fifth Floor, Southfield, MI 48034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2013-09-11 |
| IL | RA | APPROVED | 2013-07-09 |
| WI | RA | APPROVED | 2011-10-26 |
| MI | RA | APPROVED | 2011-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hantz Financial Services, Inc. | Escanaba | MI | 06/1999 | Present |
(1) Knights of Columbus; non investment-related; 1889 Prairie Ave, Ishpeming, MI 49849; fraternal organization which helps the needy within the community; Member and Recorder; began January 2021; approximately 3 hours per month devoted to this activity; zero (0) hours per month devoted during trading hours; duties include taking role call and taking minutes of the meetings. (2) The Care Clinic; non-investment related; 1213 N. Third Street, Marquette, MI 49855; The Care Clinic provides emotional, spiritual, and material assistance to any woman, as well as education on pregnancy options, adoption, and parenting; Board Member; Will begin acting as a Board Member May 2021; approximately 2 hours per month devoted to this activity; zero (0) hours devoted to this activity during securities trading hours; duties of Board Members include attending fundraisers/fund-raising dinner. (3) Father Marquette Catholic Academy; Non-investment related; 500 S. 4th St., Marquette, MI 49855; Finance Commitee; Board Member; Start date of August 12th, 2024; Approximately 2 hours per month devoted to this business; Zero (0) hours devoted to this business during securities trading hours; Duties include reviewing the financials of the school and helping make purchasing decisions for building improvements.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-06 |
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