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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-13
TX RA APPROVED 2023-11-10
  • FL RA
    APPROVED
    Since 2023-11-13
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Aventura FL 03/2014 11/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2023
Raymond James & Associates Aventura FL 11/2023 Present
  • 03/2014 → 11/2023
    Aventura, FL
  • 01/2015 → 11/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2023 → Present
    Raymond James & Associates
    Aventura, FL
Previous Registrations
Other Businesses

Real Estate; Investment related; Sole Proprietor / Owner / Partner; Landlord; New York; 0,0 Real Estate; Investment related; Sole Proprietor / Owner / Partner; Landlord; 121 east New York; 0,0 Real Estate; Investment related; Sole Proprietor / Owner / Partner; Landlord; 300 east New York; 0,0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
S63 Uniform Securities Agent State Law Examination 1999-12-18
  • S66 Uniform Combined State Law Examination
    2005-01-31
  • S63 Uniform Securities Agent State Law Examination
    1999-12-18

View on SEC IAPD

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