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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 06/2015 Present
Cetera Advisors Llc Denver CO 06/2015 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2015 Present
Cetera Investment Services Saint Cloud MN 06/2015 Present
First Allied Securities, Inc. San Diego CA 06/2015 09/2022
Investors Capital Corp. Lynnfield MA 06/2015 11/2016
Summit Brokerage Services, Inc. Boca Raton FL 06/2015 Present
Girard Securities, Inc. San Diego CA 06/2015 11/2017
Vsr Financial Services, Inc. Overland Park KS 06/2015 11/2016
Legend Equities Corporation Palm Beach Gardens FL 09/2015 12/2016
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Paks, Llc Dba One Of Us Bar San Diego CA 11/2025 Present
  • 06/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2015 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2015 → Present
    Cetera Investment Services
    Saint Cloud, MN
  • 06/2015 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2015 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 06/2015 → Present
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 06/2015 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 06/2015 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 09/2015 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 06/2023 → Present
    Schaumburg, IL
  • 11/2025 → Present
    Paks, Llc Dba One Of Us Bar
    San Diego, CA
Other Businesses

1. NAME OF OTHER BUSINESS: PAKS, LLC DBA ONE OF US BAR; INVESTMENT RELATED: NO; ADDRESS: 3085 UNIVERSITY AVE, SAN DIEGO, CA 92104; NATURE OF BUSINESS: SPORTS BAR & GRILL; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PROVIDE STRATEGIC DIRECTION & LEADS CAPITAL STRUCTURE DESIGN;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-22
S65 Uniform Investment Adviser Law Examination 1998-09-28
  • S63 Uniform Securities Agent State Law Examination
    2006-09-22
  • S65 Uniform Investment Adviser Law Examination
    1998-09-28
Designations
Other Names
  • Kerry A Pierce

View on SEC IAPD

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