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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baytown | TX | 07/2009 | Present |
(1) 06/09/2009: GOOSE CREEK FINANCIAL MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 07/01/2009: NO BUSINESS NAME - Business Owner - Not Investment Related - At Reported Business Location(s) - 10% OF TIME SPENT - OWNER OF A CLASSIC CORVETTE COMPANY: I VALUE OLD CARS. (3) 07/28/2009: GOOSE CREEK FINANCIAL SERVICES LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - HEALTH INSURANCE (4) 04/01/2013: GOOSE CREEK FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (5) 04/08/2015: GCFM DESIGN - NOT INV REL - 13 43 HEIGHTS BLVD HOUSTON , TEXAS 77008 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 03/15/2013 - 1 HR/MO NONE DURING SECS TRDG HRS (6) 06/05/2015 - No Business Name - NOTARY - Not Investment Related - AT REPORTED BUSINESS LOCATION(S) - START 02/07/2015 - 1 HR/MO DURING SECS TRDG HRS. (7) 3/16/2017 - The Lane Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2017 - 0 Hours Per Month. (8) 8/10/2017 - Goose Creek Financial Services LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 05/11/2009 - 2 Hours Per Month/1 Hour During Securities Trading. (9) 02/20/2024 - GCTX Holdings LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 12/19/2022 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-04-08 |
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