Inactive

Jason Charles Cox

Northpeak Financial, Inc.

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Current Employers

Northpeak Financial, Inc.

50 Carroll Creek Way Suite 220, Frederick, MD 21701 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-03-23
VA	RA	APPROVED	2022-01-04

MD RA
APPROVED

Since 2026-03-23
VA RA
APPROVED

Since 2022-01-04

Branch Locations

50 Carroll Creek Way Suite 220, Frederick, MD 21701 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northpeak Financial, Inc.	Frederick	MD	04/2011	Present
Northpeak Financial, Inc.	Frederick	MD	08/2014	Present

04/2011 → Present

Northpeak Financial, Inc.

Frederick, MD
08/2014 → Present

Northpeak Financial, Inc.

Frederick, MD

Previous Registrations

2007-03-27 → 2020-12-31

Northpeak Financial, Inc.

Frederick, MD

Mount Airy, MD
2006-08-15 → 2007-04-04

Kovack Advisors, Inc.

Ft. Lauderdale, FL
2005-08-24 → 2006-08-15

Kovack Securities Inc.

Mount Airy, MD

Mount Airy, MD

Fort Lauderdale, FL
2001-05-25 → 2005-08-30

Osaic Fa, Inc.

Columbia, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-01-31
S65	Uniform Investment Adviser Law Examination	2000-07-28

S63 Uniform Securities Agent State Law Examination

2001-01-31
S65 Uniform Investment Adviser Law Examination

2000-07-28

View on SEC IAPD

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