Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-05-21
  • NE RA
    APPROVED
    Since 2026-05-21

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Bellevue, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 12/2010 06/2024
Osaic Wealth, Inc. Jersey City NJ 06/2024 10/2025
Osaic Wealth, Inc. Jersey City NJ 06/2024 10/2025
Cetera Investment Advisers Llc Schaumburg IL 04/2026 Present
Cetera Advisors Llc Greenwood Village CO 04/2026 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2026 Present
Cetera Investment Services Llc St Cloud MN 04/2026 Present
Cetera Wealth Services, Llc El Segundo CA 04/2026 Present
Unemployed Bellevue NE 10/2025 04/2026
  • 12/2010 → 06/2024
    Securities America Inc.
    La Vista, NE
  • 06/2024 → 10/2025
    Jersey City, NJ
  • 06/2024 → 10/2025
    Jersey City, NJ
  • 04/2026 → Present
    Schaumburg, IL
  • 04/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 04/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2025 → 04/2026
    Unemployed
    Bellevue, NE
Previous Registrations
  • 2024-06-14 → 2025-11-05
    Scottsdale, AZ
  • 2016-06-30 → 2024-06-14
    Securities America Advisors, Inc.
    La Vista, NE
    Omaha, NE
    La Vista, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 1999-01-29
  • S66 Uniform Combined State Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    1999-01-29
Other Names
  • Mary Frances Whitman
  • Mary Frances Weed

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in El Segundo, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor