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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-05-21
  • NE RA
    APPROVED
    Since 2026-05-21

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Bellevue, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 12/2010 06/2024
Osaic Wealth, Inc. Jersey City NJ 06/2024 10/2025
Osaic Wealth, Inc. Jersey City NJ 06/2024 10/2025
Cetera Investment Advisers Llc Schaumburg IL 04/2026 Present
Cetera Advisors Llc Greenwood Village CO 04/2026 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2026 Present
Cetera Investment Services Llc St Cloud MN 04/2026 Present
Cetera Wealth Services, Llc El Segundo CA 04/2026 Present
Unemployed Bellevue NE 10/2025 04/2026
  • 12/2010 → 06/2024
    Securities America Inc.
    La Vista, NE
  • 06/2024 → 10/2025
    Jersey City, NJ
  • 06/2024 → 10/2025
    Jersey City, NJ
  • 04/2026 → Present
    Schaumburg, IL
  • 04/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 04/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2025 → 04/2026
    Unemployed
    Bellevue, NE
Previous Registrations
  • 2024-06-14 → 2025-11-05
    Scottsdale, AZ
  • 2016-06-30 → 2024-06-14
    Securities America Advisors, Inc.
    La Vista, NE
    Omaha, NE
    La Vista, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 1999-01-29
  • S66 Uniform Combined State Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    1999-01-29
Other Names
  • Mary Frances Whitman
  • Mary Frances Weed

View on SEC IAPD

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