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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-15 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Napa | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. TO SERVE AS BOARD MEMBER OF T HE NAPA VALLEY COLLEGE FOUNDATION (THE "ENTITY"). 2. TO SERVE AS MEMBER OF THE BOARD OF TRUSTEES OF NAPA VALLEY COLLEGE (THE "ENTITY"). 3. TO SERVE AS BOARD MEMBER OF THE BOYS & GIRLS CLUB OF PETALUMA (THE "ENTITY").
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-30 |
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