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Shelly Deanna Patterson

Wells Fargo Clearing Services, LLC

Nashville, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-04
TN RA APPROVED 2022-08-03
TX RA APPROVED 2022-08-03
  • NY RA
    APPROVED
    Since 2022-08-04
  • TN RA
    APPROVED
    Since 2022-08-03
  • TX RA
    APPROVED
    Since 2022-08-03

Branch Locations

150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Nashville TN 06/2009 08/2022
Wells Fargo Clearing Services, Llc Nashville TN 07/2022 Present
Previous Registrations
  • 2009-06-01 → 2022-07-15
    Morgan Stanley
    Nashville, TN
    Nashville, TN
  • 2007-04-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Nashville, TN
  • 2004-04-08 → 2007-05-10
    Citigroup Global Markets Inc.
    Nashville, TN
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-09
S63 Uniform Securities Agent State Law Examination 2004-03-15
  • S66 Uniform Combined State Law Examination
    2008-05-09
  • S63 Uniform Securities Agent State Law Examination
    2004-03-15
Other Names
  • Shelly Deanna Finchum
  • Shelly Deanna Patterson
  • Shelly Patterson

View on SEC IAPD

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Other Investors

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Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN
TRUIST ADVISORY SERVICES, INC. · NASHVILLE, TN

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