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Current Employers
Eagle Point Investment Advisors, Inc.

One Bedford Farms Drive Suite 100, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2012-12-18
  • NH RA
    APPROVED
    Since 2012-12-18

Branch Locations

One Bedford Farms Drive Suite 100, Bedford, NH 03110 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2001-10-09
  • NH RA
    APPROVED
    Since 2001-10-09

Branch Locations

1 Bedford Farms Dr Ste 100, Bedford, NH 03110-6524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bedford NH 10/2001 Present
Eagle Point Investment Advisors, Inc. Bedford NH 01/2012 Present
Previous Registrations
Other Businesses

1. 1/10/2012: JCSD INVESTMENTS, LLC - Investment Related - REAL ESTATE RENTAL - Time Spent 5% - REAL ESTATE INVESTMENT LLC SINGLE PROPERTY. 2. 10/1/2012: EAGLE POINT INVESTMENT ADVISORS, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 10/11/2012: EAGLE POINT INVESTMENT ADVISORS, INC. - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 10% - SELL INSURANCE THROUGH EAGLE POINT INVESTMENT ADVISORS, INC. 4. 9/8/2020 - Eagle Point Investment Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 1/2012 - 16 Hours Per Month - Time Spent 10% - I provide financial planning and consulting services through Eagle Point Investment Advisors, Inc. an independent investment advisor firm. I started this business activity in 1/2012. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5. 5/21/2021 - DPSD-TLC Investment - Investment Related - 5 NH-25 Plymouth, NH 03264 - Other-Brewery Restaurant - Start Date: 12/1/2020 - Minority Investor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1998-03-09
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1998-03-09

View on SEC IAPD

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