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One Bedford Farms Drive Suite 100, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2012-12-18 |
Branch Locations
One Bedford Farms Drive Suite 100, Bedford, NH 03110 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2001-10-09 |
Branch Locations
1 Bedford Farms Dr Ste 100, Bedford, NH 03110-6524 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bedford | NH | 10/2001 | Present |
| Eagle Point Investment Advisors, Inc. | Bedford | NH | 01/2012 | Present |
1. 1/10/2012: JCSD INVESTMENTS, LLC - Investment Related - REAL ESTATE RENTAL - Time Spent 5% - REAL ESTATE INVESTMENT LLC SINGLE PROPERTY. 2. 10/1/2012: EAGLE POINT INVESTMENT ADVISORS, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 10/11/2012: EAGLE POINT INVESTMENT ADVISORS, INC. - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 10% - SELL INSURANCE THROUGH EAGLE POINT INVESTMENT ADVISORS, INC. 4. 9/8/2020 - Eagle Point Investment Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 1/2012 - 16 Hours Per Month - Time Spent 10% - I provide financial planning and consulting services through Eagle Point Investment Advisors, Inc. an independent investment advisor firm. I started this business activity in 1/2012. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5. 5/21/2021 - DPSD-TLC Investment - Investment Related - 5 NH-25 Plymouth, NH 03264 - Other-Brewery Restaurant - Start Date: 12/1/2020 - Minority Investor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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