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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-16
VA RA APPROVED 1998-02-12
  • TX RA
    APPROVED_RES
    Since 2020-07-16
  • VA RA
    APPROVED
    Since 1998-02-12

Branch Locations

3814 Kecoughtan Rd Ste 100, Hampton, VA 23669 • United States

Hampton, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Virginia Beach VA 12/1997 03/2020
Ameriprise Financial Services, Llc Hampton VA 03/2020 Present
Other Businesses

Business Ownership; EB Peninsula Properties, LLC; ; LLC established to hold commercial real estate property where I lease office space for my Ameriprise Financial business; 28 Ivy Home RoadHampton, VA 23669, ,; ; 01/28/2009; 1 to 9 hours per month; / EAB Tax Group, LLC; Owner; Tax Preparation; 3814 Kecoughtan Road, Suite 102, , Hampton, VA, 23669; Not Investment-Related; 02/21/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Beta Theta Pi at The College of William and Mary; House Facility Board Member; 720 Ukrop Way, , Williamsburg, VA, 23185; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Peake Childhood Center (a.k.a Downtown Hampton Child Development Center); Volunteer as a committee member on a nonprofit organization.; 1306 Thomas Street, , Hampton, VA, 23669; Not Investment-Related; 01/11/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-02
S65 Uniform Investment Adviser Law Examination 1998-02-02
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02
  • S65 Uniform Investment Adviser Law Examination
    1998-02-02
Other Names
  • Patrick A Everett

View on SEC IAPD

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