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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-06-05 |
| WI | RA | APPROVED | 2025-02-14 |
| CT | RA | APPROVED | 2024-09-26 |
| NV | RA | APPROVED | 2024-09-25 |
| PA | RA | APPROVED | 2024-09-25 |
| OK | RA | APPROVED | 2024-06-26 |
| AR | RA | APPROVED | 2024-06-14 |
| FL | RA | APPROVED | 2024-06-14 |
| IL | RA | APPROVED | 2024-06-14 |
| MI | RA | APPROVED | 2024-06-14 |
| NJ | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
| VA | RA | APPROVED | 2024-06-14 |
| WA | RA | APPROVED | 2024-06-14 |
| WV | RA | APPROVED | 2024-06-14 |
Branch Locations
1919 Commerce Drive Suite 140, Hampton, VA 23666 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Hampton | VA | 01/2013 | 06/2024 |
| Securities America Advisors, Inc. | Hampton | VA | 01/2013 | 06/2024 |
| Osaic Wealth, Inc. | Hampton | VA | 06/2024 | Present |
| Osaic Wealth, Inc. | Hampton | VA | 06/2024 | Present |
1. INVESTOR SECURITIES GROUP, INC. -INSURANCE SALES, PRESIDENT, LOCATED AT 1919 COMMERCE DRIVE SUITE 140, HAMPTON, VA 23666. STARTED 8/7/2012 2. NOTARY PUBLIC POSITION: Notary NATURE: I am a Notary Public in the Commonwealth of Virginia. I will use it for Osaic clients when it is required. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/29/2016 ADDRESS: 1919 Commerce Drive, Suite 140, Hampton VA 23666, United States DESCRIPTION: I am a sworn Notary Public for the Commonwealth of Virginia. I will follow Commonwealth of Virginia Notary Public rules and requirements. 3. INVESTOR SECURITIES GROUP, INC. POSITION: Owner NATURE: I use Investor Securities Group, Inc. as a marketing name. It is already disclosed as an Outside Business Activity for insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2012 ADDRESS: 1919 Commerce Drive, Suite 140, Hampton VA 23666, United States DESCRIPTION: It is the marketing name for my registered representative, investment advisory, and insurance sales activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-19 |
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