Ashley Nicole Thomas

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-19
VA	RA	APPROVED	2024-05-06

TX RA
APPROVED_RES

Since 2024-06-19
VA RA
APPROVED

Since 2024-05-06

Branch Locations

2030 Coliseum Dr, Hampton, VA 23666 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Vienna	VA	08/2019	Present
Ramada Inn	Williamsburg	VA	03/2016	07/2016
Bluegreen Resorts	Williamsburg	VA	10/2016	08/2018
Wyndham Resorts	Williamsburg	VA	05/2016	05/2019
Williamsburg Salt Spa	Williamsburg	VA	05/2019	08/2019
Hmp Properties	Williamsburg	VA	08/2016	10/2016
Diamond Resort Holdings	Williamsburg	VA	07/2017	10/2017
Bank Of America, N.A	Vienna	VA	03/2024	Present

08/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vienna, VA
03/2016 → 07/2016

Ramada Inn

Williamsburg, VA
10/2016 → 08/2018

Bluegreen Resorts

Williamsburg, VA
05/2016 → 05/2019

Wyndham Resorts

Williamsburg, VA
05/2019 → 08/2019

Williamsburg Salt Spa

Williamsburg, VA
08/2016 → 10/2016

Hmp Properties

Williamsburg, VA
07/2017 → 10/2017

Diamond Resort Holdings

Williamsburg, VA
03/2024 → Present

Bank Of America, N.A

Vienna, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-03

S66 Uniform Combined State Law Examination

2024-05-03

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews