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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-13
FL RA APPROVED 2013-02-19
  • TX RA
    APPROVED_RES
    Since 2021-08-13
  • FL RA
    APPROVED
    Since 2013-02-19

Branch Locations

10 Florida Park Drive N Ste D, Palm Coast, FL 32137 • United States

1400 Hand Ave Ste P, Ormond Beach, FL 32174 • United States

Ormond Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Palm Coast FL 02/2013 03/2020
Ameriprise Financial Services, Llc Palm Coast FL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-26
S65 Uniform Investment Adviser Law Examination 1998-04-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-26
  • S65 Uniform Investment Adviser Law Examination
    1998-04-06

View on SEC IAPD

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