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Christine J Lee

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1999-02-22
  • CA RA
    APPROVED
    Since 1999-02-22

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Pasadena CA 12/1997 Present
Charles Schwab Bank Pasadena CA 02/2005 Present
Other Businesses

1) Girlies Gone Yonder LLC|Investment Related: No|307 Out Yonder, Horseshoe Bay, Texas, 78657, USA|Real Estate (Non-Agent/Broker)|Member|2/14/2025|Less than 20 hour/month - 0 during trading hours|I've no responsibility apart from providing an initial capital contribution

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-05
  • S66 Uniform Combined State Law Examination
    1999-02-05
Other Names
  • Christine Judi Lee

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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