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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Padgett Business Services | Memphis | TN | 01/1997 | Present |
| Avantax Investment Services, Inc. | Memphis | TN | 01/1998 | 09/2025 |
| Avantax Advisory Services | Memphis | TN | 03/2004 | 09/2025 |
| Avantax Insurance Agency, Llc | Memphis | TN | 02/2017 | 09/2025 |
| Cetera Wealth Services, Llc | Memphis | TN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PADGETT BUSINESS SERVICES POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: null START DATE: 01/01/2010 ADDRESS: 3432 Park Ave, Memphis TN 38111, United States DESCRIPTION: Accounting/Taxes 2) CHANDLER FINANCIAL SERVICES POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: null START DATE: 01/01/2010 ADDRESS: 4477 Bayhill Dr, Memphis TN 38125, United States DESCRIPTION: taxes
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-09 |
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