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Alan Parker Hawkins

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Riverton, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-19
UT RA APPROVED 2010-11-30
CO RA APPROVED 2001-09-28
  • TX RA
    APPROVED
    Since 2018-06-19
  • UT RA
    APPROVED
    Since 2010-11-30
  • CO RA
    APPROVED
    Since 2001-09-28

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

1750 W 12600 S, Riverton, UT 84065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-29
S65 Uniform Investment Adviser Law Examination 1998-02-05
S63 Uniform Securities Agent State Law Examination 1998-02-02
  • S66 Uniform Combined State Law Examination
    2010-11-29
  • S65 Uniform Investment Adviser Law Examination
    1998-02-05
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
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