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Douglas A Bonaquist

Cerity Partners LLC

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-11
TX RA APPROVED 2021-05-11
  • NY RA
    APPROVED
    Since 2021-05-11
  • TX RA
    APPROVED
    Since 2021-05-11

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 01/2011 04/2021
Cerity Partners Llc New York NY 04/2021 Present
Previous Registrations
  • 2015-09-11 → 2021-03-30
    Ubs Financial Services Inc.
    Dallas, TX
    Weehawken, NJ
    Weehawken, NJ
    Dallas, TX
    Glens Falls, NY
    Hartford, CT
    Glens Falls, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-11
S63 Uniform Securities Agent State Law Examination 2001-03-24
  • S66 Uniform Combined State Law Examination
    2015-09-11
  • S63 Uniform Securities Agent State Law Examination
    2001-03-24
Other Names
  • Douglas Alan Bonaquist
  • Douglas Bonaquist

View on SEC IAPD

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