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Michele Elaina Wintersteen

LPl Financial LLC

Lansdale, PA

Hemet, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-10
  • CA RA
    APPROVED
    Since 2021-06-10

Branch Locations

5 N Cannon Ave Ste 103, Lansdale, PA 19446 • United States

Hemet, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Radnor PA 02/2009 09/2018
Self San Diego CA 09/2018 10/2018
Lpl Financial San Diego CA 10/2018 03/2021
Stand Financial Lansdale PA 06/2021 Present
Lpl Financial Sandiego CA 06/2021 Present
  • 02/2009 → 09/2018
    Td Ameritrade
    Radnor, PA
  • 09/2018 → 10/2018
    Self
    San Diego, CA
  • 10/2018 → 03/2021
    Lpl Financial
    San Diego, CA
  • 06/2021 → Present
    Stand Financial
    Lansdale, PA
  • 06/2021 → Present
    Lpl Financial
    Sandiego, CA
Previous Registrations
  • 2018-11-08 → 2021-04-09
    San Diego, CA
  • 2009-02-27 → 2018-09-07
    Td Ameritrade, Inc.
    Radnor, PA
    Carlsbad, CA
  • 2009-02-27 → 2018-09-07
    Td Ameritrade Investment Management, Llc
    Radnor, PA
    Carlsbad, CA
  • 2003-02-04 → 2009-10-05
    Macelhenney Management, Inc.
    Schwenksville, PA
  • 2002-09-20 → 2003-10-29
    Brookstreet Securities Corporation
    Schwenksville, PA
    Schwenksville, PA
Other Businesses

1)06/03/2021 - STAND FINANCIAL SERVICES INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 75 Hr/Mth 2)06/03/2021 - STAND FINANCIAL - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 75 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-21
  • S66 Uniform Combined State Law Examination
    2001-12-21
Other Names
  • Michele E Robb
  • Michele Wintersteen

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